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Return to Comments
Margin and Capital Requirements for Covered Swap Entities (Proposed Rule)
Type: Regulation
Federal Register Document Type: Reproposed
FCA is seeking comment on a proposed joint rule to establish minimum margin and capital requirements for registered swap dealers, major swap participants, security based swap dealers; and major security based swap participants for which the FCA is a prudential regulator.

Text of Comment Letter

Two letters attached. 


Please find attached comment letters submitted by the Investment Company Institute and ICI Global on the prudential regulators’ proposal on margin and capital requirements for covered swap entities, and the CFTC’s proposal on margin requirements for uncleared swaps for swap dealer and major swap participants.  Please let us know if you have any questions, or need any additional information.


Thank you,

Jennifer Odom


Jennifer M. Odom
Investment Company Institute Legal Department
Assistant to Tami Salmon and Jane Heinrichs
Direct: 202-326-5833
Fax: 202-326-5839