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Return to Comments
Margin and Capital Requirements for Covered Swap Entities (Proposed Rule)
Type: Regulation
Federal Register Document Type: Reproposed
FCA is seeking comment on a proposed joint rule to establish minimum margin and capital requirements for registered swap dealers, major swap participants, security based swap dealers; and major security based swap participants for which the FCA is a prudential regulator.

Text of Comment Letter

Dear Barry Mardock,


Please find a comment letter on “Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants (RIN 3038-AC97)” that was submitted today to Commodity Futures Trading Commission on behalf of our client, MFX Solutions, Inc.  Our client submitted a comment letter directly to each of the five prudential regulators on November 21, 2014 regarding “Margin and Capital Requirements for Covered Swap Entities (RIN 1557-AD43; RIN 7100-AD74; RIN 3064-AE21; RIN 3052-AC69; and RIN 2590-AA45) to provide comment with respect to the prudential regulators’ proposed rule regarding margin requirements for covered swap entities.


Please let me know if you have any questions or if I can be of further assistance.


Kind regards





Katten Muchin Rosenman UK LLP
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