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Return to Comments
Margin and Capital Requirements for Covered Swap Entities (Proposed Rule)
Type: Regulation
Federal Register Document Type: Reproposed
FCA is seeking comment on a proposed joint rule to establish minimum margin and capital requirements for registered swap dealers, major swap participants, security based swap dealers; and major security based swap participants for which the FCA is a prudential regulator.

Text of Comment Letter

Sent on behalf of Kenneth Fang


Attn: Barry F. Mardock, Office of Regulatory Policy, Deputy Director     


Attached is the Investment Company Institute letter regarding Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants —Cross-Border Application of the Margin Requirements (RIN 3038–AC97) submitted to the CFTC.

We appreciate your consideration of our views on this important topic.  If you have any questions or need additional information, please contact Kenneth Fang, Assistant General Counsel at (202) 371-5430.


Helenia R. Walker

Assistant to Dorothy Donohue & Kenneth Fang

Investment Company Institute

Legal Department

1401 H Street, NW, Washington, DC 20005

(202) 326-5823 phone / 5827 fax