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Margin and Capital Requirements for Covered Swap Entities (Proposed Rule)
Type: Regulation
Federal Register Document Type: Reproposed
Description:
FCA is seeking comment on a proposed joint rule to establish minimum margin and capital requirements for registered swap dealers, major swap participants, security based swap dealers; and major security based swap participants for which the FCA is a prudential regulator.

FCA has received comment letters about this item. The letters may be sorted by Date Received, by Sender or by Organization. Click on a comment letter to open it.


Date ReceivedSenderOrganization
09/17/2015 Helenia R. Walker Investment Company Institute
09/14/2015 Erica Hunter American Bankers Association
07/30/2015 Martin Baxter, Oliver Frankel, Mita Jash, Tomo Kodama, Paulo Peres, David Wharton, David Felsenthal, Mary Johannes Meeting Minutes
07/21/2015 K. Michael Conaway and Collin C. Peterson Committee on Agriculture
07/16/2015 Kyle Brandon SIFMA
06/02/2015 John Court; Cecilia Calaby; Kyle Brandon TCH; ABA; SIFMA
05/15/2015 Mary P. Johannes International Swaps and Derivatives Association, Inc.
05/15/2015 Stuart J. Kaswell Executive Vice President, Managing Director & General Counsel
05/12/2015 William Harrington and Richard Michalek Meeting Minutes
04/21/2015 Structured Finance Industry Group and Certain of its Members Conference Call Meeting Minutes
03/31/2015 Investment Company Institute and Certain of its Member Meeting Minutes
03/24/2015 SIFMA - AMG Conference Call Meeting Minutes
03/17/2015 SIFMA Meeting Meeting Minutes
03/14/2015 State Street Corporation The Bank of New York Mellon and The Northern Trust Corporation Conference Call Meeting Minutes
03/14/2015 State Street Corporation, The Bank of NY Mellon and the Northern Trust Corporation Conference Call Meeting Minutes
02/03/2015 Global Pension Coalition Meeting Meeting Minutes
01/16/2015 Chris LaRose Internation Swaps and Derivatives Association (ISDA)
01/08/2015 American Council of Life Insurers Meeting Meeting Minutes
12/18/2014 Megan R. O’Flynn Sullivan & Cromwell LLP
12/12/2014 International Swaps and Derivatives Association Meeting Meeting Minutes
12/11/2014 Shannon Spriggs Macquarie Group Limited
12/08/2014 Michael Diller Not Specified
12/08/2014 Fred H. Chandler Not Specified
12/08/2014 Gene Atkins Not Specified
12/02/2014 CAROLYN H. JACKSON Katten Muchin Rosenman UK LLP
11/27/2014 Chris Barnard Not Specified
11/25/2014 White and Case Not Specified
11/25/2014 W. Graham McCall CIEBA
11/24/2014 R. Dale Lynch Farmer Mac
11/24/2014 Robbie Boone Farm Credit Council
11/24/2014 Katherine Dobson Morgan, Lewis & Bockius LLP
11/24/2014 Laura S. Harper Not Specified
11/24/2014 Philip Langton NETOTC
11/24/2014 Nicole Lim Sutherland Asbill & Brennan LLP
11/24/2014 Sullivan & Cromwell LLP Sullivan & Cromwell LLP
11/24/2014 Kevin Budd MetLife
11/24/2014 Wendell J. Chambliss Freddie Mac
11/24/2014 Carl B. Wilkerson American Council of Life Insurers
11/24/2014 Philip G. Lookadoo and Jeremy D. Weinstein International Energy Credit Association
11/24/2014 Various Trade Organizations Coalition for Derivative End-Users
11/24/2014 Joyce Dillard Not Specified
11/24/2014 Chris Killiam SIFMA
11/24/2014 Sunil Cutinho Chicago Mercantile Exchange, Inc
11/24/2014 Jason Shafer American Bankers Association
11/24/2014 Rich Foster Financial Services Roundtable
11/24/2014 Lisa Tuomivaara State Street Bank and Trust Company
11/24/2014 Kyle Brandon SIFMA
11/24/2014 Dennis M. Kelleher and Irina S. Leonova Better Markets
11/24/2014 William Thum The Vanguard Group, Inc.
11/24/2014 David T. McIndoe Alex S. Holtan Lillian A. Forero Sutherland Asbill & Brennan LLP
11/24/2014 James Kemp Global Foreign Exchange Division
11/24/2014 David W. Blass Investment Company Institute
11/24/2014 Nicholas Steele Barclays
11/24/2014 Robbie Boone Farm Credit Council
11/24/2014 Brandon Becker TIAA CREF Financial Services
11/24/2014 Stephen O'Connor ISDA
11/24/2014 Lopa Parikh Edison Electric Institute
11/24/2014 Ernst Albrecht Brockhaus FMS
11/24/2014 Sarah A. Miller Institute of International Bankers
11/24/2014 Richard Johns Structured Finance Industry Group
11/24/2014 Bert Kalisch American Public Gas Association
11/24/2014 Not Specified Alternative Investment Management Association
11/24/2014 Gregory B. Hafkin National Rural Utilities Cooperative Finance Corporation
11/24/2014 Bartlett Collins Naylor Public Citizen
11/24/2014 R. Dale Lynch Farmer Mac
11/24/2014 W. Graham McCall Skadden, Arps, Slate, Meagher & Flom LLP
11/24/2014 George D. Fatula Not Specified
11/21/2014 Jonathan B. Kindred and Shigesuke Kashiwagi Japan Financial Markets Council
11/21/2014 Idoya Arteagabeitia Instituto de Credito Oficial
11/21/2014 Brian Cox Microfinance Currency Risk Solutions
11/21/2014 Not Specified Not Specified
11/21/2014 Jonathan B. Kindred and Shigesuke Kashiwagi Japan Financial Markets Council
11/21/2014 Brian Cox Microfinance Currency Risk Solutions
11/21/2014 Not Specified Not Specified
11/19/2014 Andreas Muller and Dr. Frank Czichowski KFW
11/19/2014 Andreas Muller and Dr. Frank Czichowski KFW
11/13/2014 Jeff Mahoney Council of Institutional Investors
11/13/2014 Jeff Mahoney Council of Institutional Investors
10/22/2014 Chris Barnard Not Specified
03/12/2014 Kyle Brandon SIFMA
03/12/2014 Kyle Brandon SIFMA
02/07/2014 Robert Pickel ISDA
02/07/2014 Robert Pickel ISDA